Review on
Analytical Method Development & Validation by Using UV-Visible Spectroscopy
Mr. Shrinivas Kapale*, Mr. Gopal Lohiya, Dr.Kranti Satpute
Dayanand Education
Society’s, Dayanand College Of Pharmacy,Latur -413512, Maharashtra
*Correspondence:
kapaleshri007@gamil.com Tel.:
(+91 8261880859)
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Article Information
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Abstract
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Review Article
Received: 28/12/2024
Accepted: 30/12/2024
Published: 01/01/2025
Keywords
UV-Spectoscopy,
Validation,
Method development, Limit of quantitation, Limit
of detection, Linearity,
Robustness,
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UV-Visible spectrophotometry is a widely
employed analytical technique for the quantitative determination of various
chemical substances in pharmaceutical, biological, and environmental samples.
The method development process involves optimizing parameters such as
wavelength selection, solvent compatibility, and calibration curve
establishment to ensure accuracy, precision, and reproducibility. This study
focuses on the development and validation of a UV-Visible spectrophotometric
method for [specific analyte] in [specific matrix, e.g., pharmaceutical
formulations]. The analytical method was developed by identifying the maximum
absorption wavelength (λmax) of the analyte and optimizing the sample
preparation procedure. A linear relationship was observed between absorbance
and concentration within the range of [specific concentration range], with a
correlation coefficient (R²) of [specific value]. Method validation was
performed following ICH guidelines, assessing parameters such as linearity,
accuracy, precision, limit of detection (LOD), and limit of quantification
(LOQ). The results demonstrated the method's robustness and suitability for
routine quality control analysis. This study highlights the effectiveness of
UV-Visible spectrophotometry in achieving reliable and efficient analytical
solutions for various applications.
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INTRODUCTION
The number of drugs introduced into the market is
increasing every year. These drugs may be either new entities or partial
structural modification of the existing one. The objective of any analytical
measurement is to obtain consistent, reliable and accurate data. Validated
analytical methods play a major role in achieving this goal. The results from
method validation can be used to judge the quality, reliability and consistency
of analytical results, which is an integral part of any good analytical practice.
Validation of analytical methods is also required by most regulations and
quality standards that impact laboratories. Very often there is a time lag from
the date of introduction of a drug into the market to the date of its inclusion
in pharmacopoeias. This happens because of the possible uncertainties in the
continuous and wider usage of these drugs, reports of new toxicities (resulting
in their withdrawal from the market), development of patient resistance and
introduction of better drugs by competitors. Under these conditions, standards
and analytical procedures for these drugs may not be available in the
pharmacopoeias. There is a scope, therefore to develop newer analytical methods
for such drugs. Analytical methods development and validation play important
roles in the discovery, development, and manufacture of pharmaceuticals.
Pharmaceutical products formulated with more than
one drug, typically referred to as combination products, are intended to meet
previously unmet patients, need analytical method development and validation by
combining the therapeutic effects of two or more drugs in one product. These
combination products can present daunting challenges to the analytical chemist
responsible for the development and validation of analytical methods. The
official test methods that result from these processes are used by quality
control laboratories to ensure the identity, purity, potency, and performance
of drug products. Identification and quantification of impurities is a crucial
task in pharmaceutical process development for quality and safety. Related
components are the impurities in pharmaceuticals which are unwanted chemicals
that remain with the active pharmaceutical ingredients (APIs), or develop
during stability testing, or develop during formulation or upon aging of both
API and-formulated APIs to medicines.
The presence of these unwanted chemicals even in small amounts may influence
the efficacy and safety of the pharmaceutical products. Various analytical
methodologies are employed for the determination of related components in
pharmaceuticals. There is a great need for development of new analytical
methods for quality evaluation of new emerging drugs.
UV-Visible spectroscopy:
In UV-visible spectroscopy, the amount of light absorbed
at each wavelength of UV and visible region of electromagnetic spectrum is
measured. This absorption spectroscopy uses electromagnetic radiations between
200 nm to 800 nm and is divided into the ultraviolet (UV,200-400 nm) and
visible (VIS, 400-800 nm) regions (Kumar S, 2006). The principle of UV-Visible
spectroscopy is based on the absorption of ultraviolet light or visible light
by sample or chemical substance which results in the production of different
spectra. When a molecule absorbs UV radiation, the electron present in that
molecule undergo excitation, this causes transition of electron within a
molecule from a lower level to a higher electronic energy level and the
ultraviolet emission spectra arise from the reverse type of transition. Most
commonly used solvents in UV spectroscopy are water, methanol, ethanol, ether,
chloroform,carbon tetrachloride, cyclohexane and dichloroethane. Applications
of UV spectroscopy are detection of functional groups, detection of
conjugation, detection of geometrical isomers and detection of impurities [27]
Instrumentation of UV-Visible spectroscopy:
A. Radiation sources: Most commonly used radiation sources are tungstan lamp,
hydrogen discharge lamp, deuterium lamp, xenon discharge lamp.
Fig. 1:
UV-Visible spectroscopy
B. Wavelength selector: The monochromator is used to disperse the radiation
according to the wavelength. The basic elements of a monochromator are an
entrance slit, a dispersing element and an exit slit.
C. Sample cell: In UV-Visible spectroscopy sample containers are used to
hold liquid sample are called as cells or cuvettes. Cuvettes are made from
quartz.
D. Photo detector: Most commonly used detectors in UV spectrophotometer are
barrier layer cell, photocell and photomultiplier tube.
E. Readout device: The output from the detector is suitably amplified and
then displayed on a readout device.[27]
Analytical method development:
When there are no definitive techniques are present, new
methodologies are being progressed for evaluation of the novel product. To
investigate the presence of either pharmacopoeial or nonpharmacopoeial product
novel techniques are developed to reduce the value besides time for higher
precision and strength.These methodologies are optimized and valid through
preliminary runs. Alternate ways are planned and place into practice to
exchange the present procedure within the comparative laboratory information
with all accessible merits and demerits.
Fig.
2: Life cycle of the analytical method
Necessity of method development
Drug evaluation exhibits the identity characterization
and resolution of the drugs in
combination like dosage forms and organic fluids. At some point of producing technique and
development of drug the principal purpose of analytical strategies is to generate
data regarding efficiency (which might
be directly connected with the need of a
identified dose), impurity (related to safety of themedication),
bioavailability (consists of key drug traits like crystal kind, uniformity of
drug and release of drug), stability(that shows the degradation product), and
effect of manufacturing parameters to verify that the production of drug
product is steady. Analyst before the development of new technologies, do not
forget below mention criteria:
• Is this
technique possesses the needful sensitivity?
• Is this
method sufficiently selective for direct use without interference by means of
the opposite element within the
sample?
• Is the
accuracy and precision doable with this technique?
• Are the
reagents and equipment required on this method available or obtained at a
reasonable price?
• Is the
time requires to perform this technique applicable [3]?
Steps for developing a method:
Various steps are involved in the development of an
analytical method are as follows:
Characterization
of analyte and standard:
• All the
known necessary data concerning the analyte and its structure that is to
mention the physical and chemical properties such as solubility, optical
isomerism, etc., are collected.
• The
standard analyte is equal to 100% purity is acquired. Necessary arrangement is to be created for
the proper storage (refrigerator, desiccators, and freezer).
• In the
sample matrix, when multiple parts are to be measured the amount of elements is
observed duly presenting the information and the accessibility of standard are
calculated.
• Techniques
like spectroscopy (UV-Visible, FTIR, atomic absorption spectroscopy, etc.),
high-performance liquid chromategraphy and gas chromatography so on and, are
however about once coordinated with the stability of samples [2].
Requirement of the technique:
Requirement of analytical methodology is essential to
build up the analytical fig. of advantage like linearity, selectivity,
specificity, range, accuracy, precision, LOD, LOQ etc. shall be outlined [2].
Literature survey and prior methods:
All the data of literature related to the drug are
reviewed for its physical and chemical properties, manufacturing, solubility
and applicable analytical ways with reference to relevant books, journals,
united states pharmacopeia/national formulary(USP/NF), association of official
agricultural chemists (AOAC) and american society for testing and materials
(ASTM)publications and it is extremely convenient to look Chemical Abstracts
Service automatic computerized literature [2].
Selecting the method:
• Utilizing
the data obtained from the literature, the methodology is evolving since the
method is being modified wherever needed. Sometimes, it is important to acquire
additional instrumentation to create,alter or replicate and validate existing
procedures for analytes and tests.
• If there
are not any past appropriate ways available to investigate the analyte to be
examined [2].
Proper instrumentation and initial studies:
Installation qualification (IQ), operation qualification
(OQ), and performance qualification (PQ) of instrument pertinent to research
standard methodology is examined by an appropriate set up of instruments [2].
Optimization:
While performing optimization, once a parameter is
modified at a time, and a group of conditions are differentiated, before
utilizing trial and error approach. This work is needed for accomplished basing
on a scientific organized method plan duly all necessary points and documente
with relation to dead ends [2].
Proper documentation of analytical fig. of
merits:
The true determined analytical fig. of benefit consisting
of LOD, LOQ, cost, linearity and evaluation time and planning of samples, etc.
are also recorded [2].
Evaluation of produced technique with actual specimen:
The specimen solution needs to prompt specific, complete
recognition of the peak interest of the medication other than all different
matrix parts [2].
Estimation of percent recovery of real samples and
demonstration of quantitative sample analysis:
Percentage recovery of spiked, actual standard medication
into a sample grid which includes no analyte is evaluated. Optimization to
reproducibility of recuperation from test to test must have appeared. It is not
always essential to get 100% restoration so far as the outcomes are
reproducible to perceive with a high level of assurance [2]
Validation:
Validation is an idea that has developed in the U. S. in
1978. The idea of validation has extended during that time to grasp an
extensive variety of activities from analytical approaches utilized for the
quality control of medication to computerized systems for clinical trials,
marking or process control, validation is established on, however not endorsed
by regulatory specifications and is best seen as a critical and necessary part
of current good manufacturing practice (cGMP). The phrase validation basically
impliesfor evaluation of validity or activity of demonstrating viability.
Validation is a workforce effort where it entails humans from various
departments of the plant. Validation is needed for any new or amended technique
to confirm that it is capable of giving consistent and reliable results, once
utilized by different operators using similar instrumentation within the same
or completely different laboratories [8]. Validation is an essential component
of quality assurance; it includes the efficient investigation of systems,
facilities, and procedures aimed toward deciding if they execute their planned
capacities sufficiently and reliably as determined. Validation should in this
way be considered in the accompanying circumstances:
• Completely
new procedure.
• Latest
equipment.
• Procedure
and equipment which have been adjusted to suit altered needs and,
• Procedure
where the finished result test is a poor and undependable marker of product
quality [4].
Important stages in validation:
The action identifying with validation studies can be
categorized mainly into three stages:
Stage 1
This includes pre-validation qualification stage which
covers all exercises identifying with product studies and improvement,
formulation pilot batch testing, scale-up research, exchange of innovation to
business scale groups, setting up stability conditions, and managing of
in-process, finished pharmaceutical formulations, qualification of equipment,
master documents, and process limit [4].
Stage 2
This involves process validation phase. It is intended to
check that every installed limit of the vital process parameter is substantial
and that satisfactory products can be created even below the worst situations
[4].
Stage 3
It is also called as the validation maintenance stage, it
requires constant review of all procedure related archives, including validation
of the review reports, to guarantee that there have been 10 no
modifications, departure, failures, and alteration to the production procedure
and that all standard operating procedures (SOPs), involving change control
procedures, had been observed. At this phase, the approval team involving
people representing all essential departments also guarantees that there have
been no modifications/deviations that ought to have brought about
requalification and revalidation [4].
Types of validation: Validation is classified into following types:
Fig.
3: Validation types [9]
Analytical method validation:
Validation of an analytical approach is established
through laboratory research, that the execution attributes of the procedure
meet the requirements for the proposed scientific application. Validation is
required for any new or altered procedure to verify that it is fit for giving
predictable and dependable outcomes, once used by various administrators by
usage of comparable instrumentation inside the similar or absolutely distinct
laboratories [14]. Method validation is a reported program that offers with
that the processing system will give a high level of affirmation to meet its
predicated acceptance basis [9].
It consists of mainly five different steps which are as
follows:
Qualification of the system:
System qualifications permit to check that the instrument
is appropriate for the planned investigation, the materials are appropriate to
be used in analytical judgments, the analysts have the correct instruction,
capabilities, and foregoing documentation such as analytical inclusive of
analytical approaches, proper authorized protocol with pre-set up standards
have been reviewed. On the off chance that the general qualifications of a
device are overlooked, and trouble arises, the source of the issue will be hard
to recognize [15].
Sampling:
Sampling assists in the choice of a representative part
of the fabric which is along these lines subjected to evaluation. The selection
of a suitable sampling technique is of significant importance since it gives
assurances that the sample chose is really illustrative of the material as a
whole for the purpose of important statistical inferences. Inside the
statistical literature, there is a considerable collection of work on sampling
techniques, anyway the relative expenses and time engaged with every technique
ought to be assessed ahead of time [15].
Preparation of sample:
Preparation of the sample is a key component to effective
method validation. It has been mentioned that sample planning represents 60 to
80% of the work action and working expenses in an investigative lab. The
literature on the preparation of the sample is enough and properly documented.
In any case, the investigator ought to recall that the choice of a particular
preparation technique relies upon concentrations of analytes, sample matrix,
size of the sample and the instrumental method [15].
Analysis of sample:
The evaluation is associated with the instrument utilized
to extract qualitative or quantitative data from the samples with an adequate
vulnerability level. The investigation could be predictable, in a great sense,
as the device has 3 interconnected fundamental components, namely input,
converter, and output. The input and output are assigned by the letters x and
y, and they represent the concentration and response individually. The
selection of a specific analysis depends on many considerations, for example,
the chemical properties of the analytical species, the concentration of the
analytes in the sample, sample matrix, speed, cost, and so forth [15].
Assessment of data:
The essential reason behind information assessment is to
outline and pick up knowledge into a specific informational index by utilizing
numerical and statistical techniques. Data assessment permits extracting
valuable data and reaching inferences about the inputs and outputs, and in
particular about the validation procedure in general [15].
Importance of validation
• Assured
high quality.
• Time
boundation.
• Optimization
of the method.
• Minimum
batch product failure, enhanced efficiency, manufacturing, and productivity.
• Quality
cost decreased.
• Rejection
decreased.
• Yield
increases.
• Fewer
complaints about process related issues.
• Fast and
realistic start-up of new equipment’s.
Validation parameters :
The main aim of method validation is to produce proof
that the method will what it is supposed to do, accurately, reliable and
consistent.
The validation
parameters as per ICH guidelines are described below:
Accuracy:
Accuracy is expressed as the nearness of agreement
between the values found and values that are already available. It can also be
defined as the closeness between the true value and the observed value. It is
sometimes called as trueness.
- Degree to which the determine value of analyte
corresponds to the true value.
- Accuracy can vary over the expected
concentration range.
- It should be determined using a working or
reference standards in the 80% – 120% level of expected range.
- Accuracy is determined by :
- Analyzing a sample of known concentration and
comparing with the true value.
- Spiking a blank (Sample having all components
except the analyte) and comparing with the expected result.
- Standard addition method in which the sample
concentration is determined. A known amount of analyte is added and the
concentration is once again determined. The difference of the two
concentration values is compared with the actual value of added analyte.
- Accuracy is also defined by the comparison of
test results with those obtained using another validated test procedure.
Precision:
Precision is a key parameter in analytical method
validation that measures the closeness of agreement between a series of
measurements obtained from multiple samplings of a homogeneous sample under
prescribed conditions. Precision ensures the consistency and reproducibility of
an analytical method.
It is critical for assessing the reliability of results
in quality control and research applications.
Precision expresses closeness of a series of measurements
of the same sample under identical conditions
High degree of precision does not necessarily means a
high degree of accuracy.
Precision is expressed as variance, standard deviation or
as coefficient of variation of a series of measurements.
Minimum of five replicate sample determinations should be
carried out. [23].
• Repeatability:
It expresses the exactness below a similar operating
condition over a brief interval of time and also referred as intra-assay
precision. A minimum of six replicates test preparation of a similar or
consistent sample ready at the 100% check [24].
Types of repeatability:
Measurement repeatability
The closeness of results obtained when the same measurement procedure,
operators, system, operating conditions, and location are used on the same
sample over a short period of time.
Gage Repeatability and Reproducibility (GR&R)
A method for evaluating the precision of a measurement system by
checking its consistency across different operators and tests. There are
three types of GR&R studies: crossed, nested, and expanded.
Intermediate precision
The precision obtained within a single laboratory over a longer period
of time. It's also known as within-lab reproducibility.
Replicability
The ability to make an observation using a different measuring system,
dataset, team, and location on multiple trials.
• Reproducibility:
It refers to the precision between different analytical
labs. Every research facility set up an aggregate of six sample solutions,
according to the analytical technique .[24]
Specificity:
For every stage of development, the analytical technique
should demonstrate specificity. The technique was should have the power to
unequivocally assess the analyte of interest whereas within the presence of all
expected parts, which can encompass degradants, excipients/sample matrix, and
sample blank peaks. Specificity was performed to determine the retention time
of each drug in a mixture and in the sample.[25]
Limit of detection (LOD):
Lowest quantity of an analyte which may be detected by
the chromatographical separation however it is not necessary that this quantity
will quantify as a precise value. A blank resolution is injected and peak to
peak quantitative noise relation we have to calculate from blank chromatograms.
Then, calculate the concentration at the signal to quantitative noise relation
is concerning 3:1.
LOD can be expressed as
LOD =
3.3SD/S
Where,
SD = Standard
deviation of response,
S = Slope of calibration curve [27].
Limit of Quantitation (LOQ):
It is characterized by the least quantity of an analyte
that can be quantified with exactness and precision.
LOQ can be communicated as
LOQ =
10SD/S
Where SD = Standard deviation of response,
S = Slope of calibration curve [28].
Some usual techniques, methods for the assessment of LOD
and LOQ are as follows:
• Visual
inspection,
• Signal to
noise ratio,
• Standard
deviation of the blank, and
• Regression
line at low concentrations [29].
Linearity:
Linearity refers to the ability of analytical procedures
to produce results in direct proportion to the concentration range of analyte
in samples within the required concentration levels.
Linearity should be determined using a minimum of 6
standards whose concentration spans from 80% to 120% of expected concentration
level.
Linearity report should include slope of line, linear
range and correlation coefficient data. Correlation coefficient r should be
greater than or equal to 0.99 in the working range.
Range:
It can be characterized as the interval amongst upper and
lower quantities of analyte in the sample. Minimum of the specified range to be
80% to 120% of the test sample for the assay test [31].
Ruggedness:
Ruggedness is the degree or measure of reproducibility
under different situations such as in different laboratories, different
analyst, different machines, environmental conditions, operators etc. [32].
Robustness:
It is characterized by the level of ability of an
analytical technique, to stay similar by minute purposely change in the
technique parameter. The different technique parameters which can be modified
in high-performance liquid chromatography are pH, drift rate, the temperature
of the column and mobile phase composition [33].
System suitability parameters:
System suitability test is used to check the sensitivity,
resolution, and reproducibility of the chromatographic system are well for the
analysis to be done. The factors mainly used in system suitability are tailing
factor, a number of the theoretical plate, retention time, resolution, etc.
[34].
CONCLUSION:
The
analytical method developed using the UV-Visible spectrophotometer proved to be
a simple, cost-effective, and reliable approach for the quantitative analysis
of [specific analyte] in [specific matrix]. By optimizing critical parameters
such as wavelength selection, solvent choice, and calibration range, the method
demonstrated excellent linearity, accuracy, precision, and sensitivity, meeting
the standards outlined by ICH guidelines. The validated method showed
robustness and reproducibility, making it highly suitable for routine quality
control and analytical applications. The study underscores the utility of
UV-Visible spectrophotometry as a versatile and efficient tool for analytical
method development across various fields, including pharmaceuticals,
environmental monitoring, and biological research.
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