Formulation and Evaluation of Nasal Microspheres
Mr. Prajwal Gajanan
Nakat, Dr. Nitin S. Bhajipale, Prof Dr. Manish R. Bhise
S.G.S.P.S. Institute of
Pharmacy Kaulkhed, Akola–444004, (MH) India.
*Correspondence: prajwalnakat7@gmail.com;
DOI: https://doi.org/10.71431/IJRPAS.2025.4802
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Article
Information
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Abstract
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Research Article
Received: 11/08/2025
Accepted: 16/08/2025
Published: 31/08/2025
Keywords
Nasal microspheres; Parkinson's disease;
Alzheimer's disease; drug delivery;
blood-brain barrier; neurodegenerative
diseases; intranasal administration; pharmacokinetics;
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The present research
focuses on the formulation and evaluation of nasal microspheres of
rivastigmine, an cholinesterase inhibitors, designed to enhance patient
compliance and provide rapid therapeutic action. nasal microspheres offer a
convenient and effective drug delivery system, Nasal microspheres of
rivastigmine are primarily beneficial for patients with mild to moderately
severe Alzheimer's disease or dementia associated with Parkinson's disease.
In this study, various formulations were developed using HPMC and Carbopol
polymer, nasal microspheres were prepared by emulsion solvent evaporation
method using HPMC and Carbopol polymer at different drug to polymer ratio.
Total six formulations (F1 to F6) was prepared using different concentration
of polymer. Accurately weighted amount of the polymers Carbopol and HPMC and
excipients to ensure desirable mechanical properties and Rapid drug
absorption, quick onset of action and prolonged release period. The prepared
microspheres were evaluated for physical appearance, thickness, weight
uniformity, drug content and In-vitro mucoadhesion study. Among all
formulations, the batch F6 exhibited optimal performance, offers a promising
platform for nasal drug delivery. It demonstrated High drug entrapment
efficiency and drug content, Excellent mucoadhesive properties, Sustained
drug release for up to 12 hours, Favourable zero-order kinetics indicating
controlled release and Stability under accelerated conditions, making it a
promising candidate for improving bioavailability and onset of action. This
investigation highlights the potential of nasal microspheres as a
patient-friendly alternative to conventional dosage forms for the management
of Alzheimer's disease or dementia associated with Parkinson's disease.
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INTRODUCTION
Microspheres
are spherical particles that range in diameter from 10 μm to 1000 μm.
Microspheres are crucial for enhancing the absorption of traditional
medications and reducing their adverse effects. The controlled release of the
medicinal content is the primary benefit of using microspheres as a drug
delivery mechanism. By delaying the release of the medication from dosage
forms, microencapsulation lowers side effects and improves patient compliance.
This method uses emulsion solvent diffusion evaporation to coat an aqueous
insoluble coat (polymer) over an aqueous insoluble core (drugs) to create a
sustained release drug delivery system. There are several methods for creating
microspheres, such as phase separation, spray-dry, and emulsification using
single or double solvent evaporation systems. Microspheres can be prepared by
dissolving the starting materials in volatile solvents and then dispersing them
in another solvent which is not miscible with the previous. Later complete
evaporation of the last solvent will produce a fine powder called microspheres
which is soluble in water. There are two types of microspheres Microcapsules
and Micrometrics.1 Microcapsules are those in which entrapped substance is
distinctly surrounded by distinct capsule wall and micrometrics in which
entrapped substance is dispersing throughout the microspheres matrix. Solid
biodegradable microspheres incorporating a drug dispersed or dissolved through
particle matrix have the potential for the controlled release of drug. They are
made up of polymeric, waxy, or other protective materials, that is, biodegradable
synthetic polymers and modified natural products.2,3
Formulation
of Rivastigmine Nasal Microsphere
Table: Formulation of
Rivastigmine Nasal Microsphere
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Batch Code
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Rivastigmine (mg)
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HPMC
K4M (mg)
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Carbopol 974
(mg)
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Acetone
(ml)
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Span 80 (%)
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Liquid Paraffin
(ml)
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R1
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500
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500
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-
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50
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1
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50
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R2
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500
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750
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-
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50
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1
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50
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R3
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500
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1000
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-
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50
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1
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50
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R4
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500
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-
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500
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50
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1
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50
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R5
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500
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-
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750
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50
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1
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50
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R6
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500
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-
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1000
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50
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1
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50
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Characterization of Nasal
Microspheres
Percentage Yield (%)
Percentage yield of nasal
microspheres was calculated by dividing actual weight of product to total
amount of all non-volatile components that are used in the preparation of nasal
microspheres and is represented by following formula.73
Particle Size Analysis
Particle
size of the microspheres was determined by optical microscopy. The freshly
prepared microspheres were examined on an optical microscope by pre-calibrated
ocular micrometre and stage micrometre. The microspheres were suspended in
water and a drop of microspheres was taken with a drop of glycerine and covered
it with cover slip. Prepared slide of microspheres sample was examined under
optical microscope. About 100 particles of each formulation were observed and
measured.74
Percentage Drug
Entrapment Efficiency
To determine the % drug loading
efficiency 50 mg of microspheres were taken and crushed using mortar and
pestle, and then the crushed powder was transferred into 100 mL volumetric flask.
Small quantity of methanol was added to the volumetric flask and the resulting
solution was centrifuged for 10 min. Further volume was made up with methanol
and filtered. Filtered sample was then further diluted with methanol so that to
obtain the solution of desired drug concentration. The absorbance was measured
spectrophotometrically at 260 nm. (Shimadzu Model 1601, Japan). The percentage
drug loading efficiency of each microspheres formulation batch is shown in
Tables.75
In
Vitro Mucoadhesion Studies
Microsphere
mucoadhesion was tested using goat intestinal mucosa. Tissue was cut into
1×1 cm pieces, fixed on glass slides, and 10 mg of microspheres were applied. After
1 hr in a desiccator, slides were placed at a 45° angle and exposed to
phosphate buffer (pH 6.8, 37 °C, 1 ml/min). After 1 hr, leached microspheres
were collected, dried, and weighed.
%
Mucoadhesion = (\frac{\text{Applied wt. – Leached wt.}}{\text{Applied wt.}}
\times 100)
Surface
Morphology
Surface
features of drug-loaded microspheres were analysed using Scanning Electron
Microscopy (SEM). SEM provides high-resolution images of particle shape, size,
texture, and porosity. Samples were coated with gold/platinum to enhance
imaging.
In
Vitro Drug Release Studies
Drug
release was studied using a Franz diffusion cell with goat nasal mucosa. The
receptor compartment contained phosphate buffer (pH 6.8) and a magnetic
stirrer. Microspheres (6.25 mg Rivastigmine) were placed in the donor
compartment. Samples were withdrawn at intervals, replaced with fresh buffer,
and analysed at 260 nm.
Drug
Release Kinetics
Drug
release data were fitted to various kinetic models:
Zero
Order: Release rate is constant and independent
of concentration.
Equation: (C = k_0 t)
First
Order: Release rate depends on drug
concentration.
Equation:
(\log C = \log C_0 - \frac{kt}{2.303})
Higuchi
Model: Describes diffusion-controlled release
from a matrix.
Equation:
(Q = k t^{1/2})
Korsmeyer–Peppas
Model: Describes polymeric drug release.
Equation:
(\frac{M_t}{M_\infty} = k t^n)
- n < 0.45: Fickian
diffusion
- 0.45 ≤ n < 0.89:
Non-Fickian (anomalous)
- n = 0.89: Case II
transport
- n > 0.89: Super
Case II transport
Stability Studies
The accelerated stability studies
were carried out according to ICH guidelines on optimized nasal microsphere
formulation, which was packed in strip of aluminium foil and this packed
formulation was stored in stability chamber maintained at 40oC and
75% RH (Zone III conditions as per ICH Q1 guidelines) for 3 months. The
microsphere was evaluated before and after 1 month for change in appearance,
drug content and In vitro release.79
RESULTS AND DISCUSSION
1.
Identification of Drug
A)
Determination of Melting Point
The
melting point of Rivastigmine was determined by capillary method, melting point
of Rivastigmine was found to be in the range of
123°C to 125°C. Melting point compared with Pharmacopoeial standards
that confirmed the purity of drug sample.
B)
Solubility
Rivastigmine
was found to be very soluble in water, soluble in ethanol and acetonitrile,
slightly soluble in n-octanol, and very slightly soluble in ethyl acetate
C)
UV-Spectroscopy (Determination of λ max)
The
solution containing 10 ug/ml of Rivastigmine in phosphate buffer pH 6.8. was
prepared and scanned over 200-800nm against phosphate buffer pH 6.8. solution
as a blank using Shimadzu UV spectrophotometer. The maximum wave length was
observed at 260 nm, which match with reported wave length. The λ max of
rivastigmine was shown in figure 7.1.
Figure: UV Absorption
Maxima of Rivastigmine at 260 nm
2.
Standard Calibration Curve of Rivastigmine
The
stock solution is used to prepare 2 to 16 μg/ml of Rivastigmine in 6.8 pH
phosphate buffer and analysed at 260 nm. The graph v/s concentration was
plotted and data was subjected to linear regression analysis. The data of
absorbance shown in table 7.1 and figure 7.2. The standard calibration curve of
Rivastigmine in the concentration 2 μg/ml to 16 μg/ml was straight line. The
absorbance increased with increased in concentration. Thus the standard curve
follows the Beer-Lamberts Law.
Table: Standard
Calibration Curve of Rivastigmine in Phosphate Buffer pH 6.8
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Sr. No
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Concentration (µg/ml)
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Absorbance
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0
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0
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0
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1
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2
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0.141
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2
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4
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0.280
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3
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6
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0.432
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4
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8
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0.569
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5
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10
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0.714
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6
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12
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0.851
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7
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14
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0.987
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8
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16
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1.12
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Figure: Standard
Calibration Curve of Rivastigmine in Phosphate Buffer pH 6.8
3.
Drug Excipients Compatibility Studies (FT-IR)
Both
the polymer and pure drug's infrared spectra are examined. It has been found in
this investigation that there is no chemical interaction between the polymer
and Rivastigmine. The major peak in the drug and polymer mixture's infrared
spectra was found to remain unchanged, indicating that there was no physical
interaction due to bond formation between the two substances.
Figure: IR Spectra Of
Pure Drug Rivastigmine
Figure: IR Spectra of
Rivastigmine Carbopol Microsphere
4.
Characterization of Rivastigmine Nasal Microspheres
Rivastigmine-loaded
nasal microspheres were successfully formulated using varying concentrations of
HPMC K4M (R1–R3) and Carbopol (R4–R6), with
the drug-to-polymer ratios set at 1:1, 1:1.5, and 1:2 respectively. The batches
were evaluated for percentage yield, particle size,
drug content, entrapment efficiency, and
mucoadhesion strength
Table: Characterization of Nasal Microspheres (F1 to
F6)
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Batch
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Percentage yield
(%)
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Average particle size (µm)
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Drug content
(%)
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Drug Entrapment
Efficiency
(%)
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Mucoadhesion
(%)
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R1
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62.56
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25.17±1.76
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76.15±1.56
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75.25±1.78
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80.34±1.65
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R2
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65.42
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27.12±2.18
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72.35±1.23
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76.34±2.56
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82.10±1.24
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R3
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72.18
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31.41±2.46
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79.52±1.36
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79.10±2.19
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85.42±0.78
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R4
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63.67
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24.61±3.16
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81.17±1.14
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74.62±1.64
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83.21±1.20
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R5
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66.70
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26.16±2.82
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84.27±0.56
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78.20±1.80
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86.45±2.04
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R6
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70.34
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28.14±2.30
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85.26±1.17
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81.30±1.66
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89.51±1.67
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(Values are average SD±, n=3)
4.A) Percentage yield
The percentage yield of all batches
ranged from 62.56% (R1) to 72.18% (R3) for HPMC-based formulations and from
63.67% (R4) to 70.34% (R6) for Carbopol-based formulations. An increasing trend
was observed with rising polymer concentration in both groups. The maximum
yield was observed in R3, suggesting that higher polymer levels facilitate
better encapsulation and recovery. Formulation R3 showed highest yield while
formulation R1 showed lowest yield. It was found that average percentage yield
was greater than 50 % for all the batches which shows the suitability of this
method for preparation of microspheres. The results were showed in table 7.2.
and figure 7.5
Figure: Percentage yield of formulations R1 to R6
4.B) Particle Size
Analysis
Particle size of the microsphere is
the crucial parameter during the formulation.
The particle size ranged from 24.61 ± 3.16 µm (R4) to 31.41
± 2.46 µm (R3). A clear trend of increasing particle size with
increasing polymer concentration was noted. This can be attributed to the
increased viscosity of the polymer solutions, which leads to the formation of
larger droplets during microsphere formation. Carbopol-based microspheres
generally exhibited slightly smaller particle sizes compared to their HPMC counterparts
at similar ratios. Formulation batch R4 showed lowest particle size, while
batch R3 showed highest particle size of microsphere. All batch formulation
showed the size of microsphere in micron range, showing effectiveness of method
and technique. The results were showed in table 7.2
Figure: Average Particle Size Analysis of Microsphere
Formulation R1 to R6
4. C) Drug Entrapment
Efficiency and Drug Content
The DEE showed a steady increase with
polymer concentration, ranging from 74.62 ± 1.64% (R4) to 81.30 ± 1.66% (R6)
for Carbopol formulations, and from 75.25 ± 1.78% (R1) to 79.10 ± 2.19% (R3)
for HPMC-based microspheres. The highest DEE was observed in R6, indicating
that Carbopol at higher concentrations enhances entrapment, likely due to its strong
gel-forming ability and higher viscosity that minimizes drug loss during
preparation. It was also observed from the results that, as the polymer
concentration increases, the entrapment efficiency was also increases, this
could be because of more encapsulation efficiency with higher polymer
weight. An increase in polymer
concentration in the internal phase shows increase in drug loading. This may be
due to increase in viscosity of internal phase which reduces the migration of
drug in aqueous phase, thus entrapping greater amount of drug.
Drug
content varied between 72.35 ± 1.23% (R2) and 85.26
± 1.17% (R6). In both polymer systems, an increase in drug content
was observed with increasing polymer concentration. Notably, Carbopol-based
formulations (R4–R6) exhibited higher drug content
compared to HPMC-based batches, possibly due to stronger drug-polymer
interaction and better encapsulation capabilities of Carbopol.
4. D) In Vitro
Mucoadhesion Studies
Mucoadhesion is a critical parameter
for nasal formulations. All formulations were tested for in vitro mucoadhesion
studies and showed excellent muchoadhesive strength. It was noted that with
increased in amount of polymer, the mucoadhesive strength of microparticles was
increased. In this study, mucoadhesion ranged from 80.34 ± 1.65% (R1)
to 89.51 ± 1.67% (R6). Carbopol-based formulations
demonstrated superior mucoadhesive properties compared to HPMC-based ones at
equivalent concentrations. This is attributed to Carbopol’s high density of
carboxylic groups, which form hydrogen bonds with mucin, enhancing adhesion to
the nasal mucosa. Among all, R6 exhibited the highest mucoadhesion,
making it a promising candidate for nasal delivery of rivastigmine. Among the
formulations batch R6 showed showed highest muchoadhesive strength, which
cleared that the microparticles remain adhered for a prolonged period
4. E) Surface
Morphology Study
The surface morphology of the drug
loaded optimized microsphere (R6) was investigated by scanning electron
microscopy. The microspheres have seen to be spherical morphology and smooth
outer surface. The microsphere was also seen to non-aggregated, which reflects
the effective methodology of microspheres formulation. The results of SEM of
optimized batch R6 was shown in figure 7.7.
Figure: SEM Image of Rivastigmine Loaded Optimized
Nasal Microsphere (R6)
4. F) In Vitro
Drug Release Study
In order to study the effect of
different polymer concentration and to compare the drug release pattern of all
batches of nasal microsphere prepared using two polymers: HPMC K4M
and Carbopol, in different ratios with the drug was
subjected to in vitro release study. In-vitro drug release studies were
performed using Franz diffusion cell in 6.8 pH phosphate buffer for the period
of 12 hr. The results of cumulative drug release were showed in table 7.3. The
graph was plotted between percentage drug release and time and it was showed in
figure 7.8. The in vitro drug release profiles of Rivastigmine nasal
microspheres were studied over a 12-hour period. The formulations were
The
drug release from batch R1 (1:1) was the fastest among all
formulations, with 96.64% ± 2.18 release within 6 hours.
Increasing the concentration of HPMC K4M slowed the release rate slightly.
Batch R2 (1:1.5) showed 97.42% ± 1.41 release
at 8 hours, while batch R3 (1:2) extended the release to 98.28%
± 1.20 at 10 hours. This delayed release with increasing polymer
concentration can be attributed to the higher viscosity and thicker gel barrier
formed by HPMC K4M, which slows drug diffusion. HPMC is known for its swelling
and controlled release properties, and this is evident in the sustained release
profile observed in R3.
Carbopol-based
microspheres formulation’s (R4 to R6) showed a more prolonged and
sustained release profile compared to HPMC-based formulations. Batch R4
formulated with drug to ppolymer ratio (1:1) released 86.2%
± 2.56 drug at 7 hours, and batch R5 (1:1.5) released
96.45% ± 1.66 at 10 hours. The most sustained release was
observed in R6 (1:2), with 99.82% ± 2.89
drug release at the end of 12 hours. The slower release
in Carbopol formulations is attributed to its higher viscosity and strong mucoadhesive
properties, which help form a tighter gel matrix around the drug particles,
thereby reducing the rate of drug diffusion. Additionally, Carbopol swells
significantly upon hydration, further impeding drug release. From the study it
was observed that HPMC K4M provided a relatively faster
and moderate sustained release, making it suitable for
shorter-duration nasal drug delivery. While Carbopol, on the
other hand, exhibited more extended and controlled release,
ideal for formulations targeting prolonged therapeutic effect.
From
the dissolution study it was concluded that, polymer concentration and
type significantly influence the drug release profile of rivastigmine
nasal microspheres. Among all, carbopol base nasal microsphere batch R6
exhibited the most sustained release up to 12 hours,
coupled with excellent mucoadhesion and entrapment efficiency. Hence, batch R6
emerges as the most promising formulation for controlled nasal delivery of
Rivastigmine.
Table: In-vitro dissolution studies of Rivastigmine
Nasal microspheres
|
Time (hr)
|
R1
|
R2
|
R3
|
R4
|
R5
|
R6
|
|
0
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0
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0
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0
|
0
|
0
|
0
|
|
1
|
34.84 ±1.32
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30.18±1.12
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26.24±0.73
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32.21±0.81
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22.31±1.14
|
18.22±0.67
|
|
2
|
46.42±1.62
|
39.67±1.30
|
33.31±1.15
|
42.27±2.10
|
28.56±1.03
|
24.56±1.66
|
|
3
|
60.32±2.12
|
53.34±0.96
|
44.34±1.40
|
50.67±1.66
|
36.47±0.93
|
32.47±2.19
|
|
4
|
73.18±0.88
|
63.3±0.75
|
56.34±1.24
|
60.55±1.41
|
46.82±1.54
|
40.82±1.88
|
|
5
|
86.56±0.67
|
75.67±1.43
|
64.56±2.04
|
70.19±2.31
|
56.12±1.20
|
49.12±2.35
|
|
6
|
96.64±2.18
|
84.66±1.22
|
72.24±1.45
|
78.8±1.82
|
67.32±1.55
|
58.32±1.56
|
|
7
|
-
|
90.16±2.65
|
78.12±1.10
|
86.2±2.56
|
73.21±2.19
|
66.12±1.20
|
|
8
|
-
|
97.42±1.41
|
84.55±1.54
|
95.43±1.78
|
81.63±1.34
|
75.5±1.46
|
|
9
|
-
|
-
|
91.78±2.18
|
-
|
88.45±1.61
|
83.78±2.16
|
|
10
|
-
|
-
|
98.28±1.20
|
-
|
96.45±1.66
|
87.12±2.30
|
|
11
|
-
|
-
|
-
|
-
|
-
|
92.82±1.89
|
|
12
|
-
|
-
|
-
|
-
|
-
|
99.48±2.06
|
(Values are average SD±, n=3)
Figure:
In Vitro Dissolution Profile of Formulations R1 to R6
5. Drug Release Kinetics
In
order to determine the drug release kinetics of optimised batch formulation and
to describe the model which best suited for drug release, the in-vitro release
data of formulation F6 was subjected in various models such as zero order,
first order, higuchi and korsmeyer peppas kinetics models. Model fitting
release profiles of formulation F5 was showed in table 7.4. The highest correlation coefficient (r² =
0.994) was observed for the Zero Order model, indicating that the drug release
from F6 followed zero-order kinetics, where the drug is released at a constant
rate independent of concentration. This is considered ideal for controlled
release formulations, especially in systems like nasal microspheres, where
sustained and predictable release is desirable for prolonged therapeutic
effect.
The
Higuchi model also showed a good fit (r² = 0.919), suggesting that diffusion
plays a significant role in the drug release mechanism. However, since the Zero
Order model had a superior correlation, it can be inferred that the release is
governed more by the formulation matrix properties than by simple diffusion.
The
Korsmeyer-Peppas model exhibited an r² value of 0.983 with an n value of 0.723,
which lies between 0.5 and 1.0, indicating an anomalous (non-Fickian) transport
mechanism. This implies that the drug release is controlled by a combination of
drug diffusion and polymer matrix relaxation/erosion mechanisms. The poor fit
of the First Order model (r² = 0.474) suggests that the release is not
concentration-dependent, further supporting the Zero Order and anomalous
release mechanisms.
From
the study it was concluded that, formulation F6 follows Zero Order release
kinetics, suggesting a constant and controlled drug release. The
Korsmeyer-Peppas model further indicates an anomalous (non-Fickian) mechanism,
which is favorable for achieving sustained drug delivery through nasal
microspheres. This combination of release patterns makes F6 a promising
formulation for effective and prolonged intranasal delivery of rivastigmine.
Table: Model Fitting
Release Profile Of Formulations R6
|
Formulation
|
Zero
order (r2)
|
First
Order (r2)
|
Higuchi
(r2)
|
Korsmeyer-Peppas
|
|
(r2)
|
(N
Value)
|
|
R6
|
0.994
|
0.474
|
0.919
|
0.983
|
0.723
|
Figure: Cumulative % Drug Release V/S Time (Zero Order
Kinetics) Of Batch R6
Figure: Log Cumulative % Drug Retained V/S Time (First
Order Kinetics) Of Batch R6
Figure:
Cumulative % Drug Release V/S Square Root Of Time (Higuchi Release Mechanism)
Of Batch R6
Figure:
Log Cumulative % Drug Release V/S Log Time (Korsmeyer-Peppas Release Mechanism)
Of Batch R6
6.
Stability Studies:
The accelerated stability studies were
carried out according to ICH guidelines optimized formulation F6 was packed in
strip of aluminum foil and this packed formulation was stored in stability
chamber maintained at 40oC and 75% RH (Zone III conditions as per ICH
Q1 guidelines) for 3 months. The microspheres were evaluated before and after
specified period of time for change in appearance, drug content, percentage
muchoadhesion and In vitro release. After a period of 3 months, the
sample were observed for any change on appearance. It was observed that
microsphere was devoid of any change in color or appearance of any kind of spot
on it. It was also noted that microsphere was free of any kind of microbial or
fungal growth
bad odour. The drug content of formulation
F6 after 3 months was found to be 83.20 ±1.12% which shows there was small
decrease in drug content but difference is insignificant. In vitro drug
release of optimized formulation F5 after stability period was found as
97.66±1.80%. The % muchoadhesion
of optimized formulation F5 was found to be 87.41±0.83% after stability period.
Thus from the stability study data it was confirmed that, the optimized batch
F5 showed very negligible changes in results after stability period and hence
found to be stable. The data of stability study was given in table 7.5
Table: Stability Studies of Microsphere Formulations
R6
|
Evaluation
Parameter
|
Before Stability (0 Days)
|
After Stability (After 90 Days)
|
|
%
Muchoadhesion
|
89.51±1.67
|
88.62±0.94
|
|
Drug
Content
|
85.26±1.17
|
85.05 ±1.24
|
|
% Drug
release
|
99.48±2.06
|
98.56±1.88
|
CONCLUSION:
From the extensive analysis and results obtained in this
study, it can be concluded that Rivastigmine nasal microspheres formulated
using Carbopol 934P, especially the F6 formulation (1:2 drug-to-polymer ratio),
offers a promising platform for nasal drug delivery. It demonstrated High drug
entrapment efficiency and drug content, Excellent mucoadhesive properties,
Sustained drug release for up to 12 hours, Favourable zero-order kinetics
indicating controlled release and Stability under accelerated conditions
These characteristics suggest that the F6 formulation is
an effective carrier for intranasal delivery of Rivastigmine, potentially
improving patient compliance and therapeutic outcomes in the management of
diseases like Alzheimer's. Future in vivo studies and clinical evaluations are
warranted to confirm the efficacy and safety of this delivery system in
biological environments.
ACKNOWLEDGMENT:
We are thankful to the management and
Principal of S.G.S.P.S. Institute of Pharmacy Kaulkhed, Akola for
their support. I am grateful to my guide and faculty members for their
guidance.
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